X
Notification of Major Holdings
or Correction of a notification of Major Holding published on (date of publication) |
1. Details of issuer
(name, address)
ADVA Optical Networking SE, Märzenquelle 1-3, 98617 Meiningen, Germany |
2. Reason for notification
(multiple reasons possible)
X Acquisition/disposal of shares with voting rights Acquisition/disposal of instruments Change of breakdown of voting rights Other reason: |
3. Details of person subject to the notification obligation
Name:
Ministry of Finance on behalf of the State of Norway |
City and country of registered office (if applicable):
Oslo, Norway |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
|
5. Date on which threshold was crossed or reached: 30.01.2017 |
6. Total positions | ||||
% of voting rights attached to shares (total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) | total of both in % (7.a. + 7.b.) | total number of voting rights of issuer | |
Resulting situation | 2.94% | 1.14% | 4.08% | 49,498,934 |
Previous notification (if applicable) | 3.31% | 1.09% | 4.40% |
7. Notified details of the resulting situation | ||||
a. Voting rights attached to shares (Sec.s 21, 22 WpHG) | ||||
ISIN | absolute | in % | ||
direct
(Sec. 21 WpHG) |
indirect
(Sec. 22 WpHG) |
direct
(Sec. 21 WpHG) |
indirect
(Sec. 22 WpHG) | |
DE0005103006 | 0 | 1,456,330 | 0.00% | 2.94% |
% | % | |||
Total | 1,456,330 | 2.94 % |
b.1. Instruments according to Sec. 25 Abs. 1 Nr. 1 WpHG (please use annex in case of more than 3 instruments) | ||||
Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % |
Shares on loan (right to recall) | N/A | at any time | 562,000 | 1.14% |
% | ||||
% | ||||
Total | 562,000 | 1.14% |
b.2 Instruments according to Sec. 25 Abs. 1 Nr. 2 WpHG (please use annex in case of more than 3 instruments) | |||||
Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % |
% | |||||
% | |||||
% | |||||
Total | % |
8. Information in relation to the person subject to the notification obligation
(please tick the applicable box)
:
Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity (please use annex in case of more than 4 undertakings; in this case please always provide only to BaFin also an organizational chart accompanying your notification): | |||
Name |
% of voting rights
(if at least held 3% or more) |
% of voting rights through instruments
(if at least held 5% or more) |
Total of both
(if at least held 5% or more) |
State of Norway | % | % | % |
Norges Bank | % | % | % |
% | % | % | |
% | % | % |
9. In case of proxy voting according to § 22 Abs. 3 WpHG
Date of general meeting: Holding position after general meeting: % (equals voting rights) |