For filings with the FCA include the annex
For filings with issuer exclude the annex
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i)
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are attached: ii | LivaNova plc | ||||
2 Reason for the notification (please tick the appropriate box or boxes): | |||||
An acquisition or disposal of voting rights | X | ||||
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
An event changing the breakdown of voting rights | |||||
Other (please specify): | |||||
3. Full name of person(s) subject to the
notification obligation: iii | Equinox Two S.c.a. (" Equinox ") | ||||
4. Full name of shareholder(s)
(if different from 3.): iv |
Tower 6 Bis S. à r.l. ("
Tower 6 Bis
")
Bios S.p.A. (" Bios ") Tower 6 S. à r.l. (" Tower 6 ") | ||||
5. Date of the transaction and date on
which the threshold is crossed or reached: v | 21-22 September 2016 | ||||
6. Date on which issuer notified: | 23 September 2016 | ||||
7. Threshold(s) that is/are crossed or
reached: vi, vii |
Tower 6 Bis: 3%
Tower 6: 10% Equinox: 10% |
8. Notified details: | |||||||||||||||||
A: Voting rights attached to shares viii, ix | |||||||||||||||||
Class/type of
shares if possible using the ISIN CODE |
Situation previous
to the triggering transaction | Resulting situation after the triggering transaction | |||||||||||||||
Number
of Shares |
Number
of Voting Rights |
Number
of shares |
Number of voting
rights | % of voting rights x | |||||||||||||
Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||||
Ordinary shares | Tower 6 Bis: 1,486,084 (held directly) | Tower 6 Bis: 1,486,084 (held directly) | Tower 6 Bis: 1,301,084 (held directly) | Tower 6 Bis: 1,301,084 (held directly) | Nil | 2.66% | Nil | ||||||||||
CUSIP number: G5509L101 | |||||||||||||||||
Ordinary shares
CUSIP number: G5509L101 | Tower 6: 1,486,084 (held by Tower 6 Bis) and 3,812,285 (held by Bios). Total = 5,298,369 | Tower 6: 1,486,084 (held by Tower 6 Bis) and 3,812,285 (held by Bios). Total = 5,298,369 | Nil | Nil | Tower 6: 1,301,084 (held by Tower 6 Bis) and 3,562,285 (held by Bios). Total = 4,863,369 | Nil | Tower 6: 2.66% (held by Tower 6 Bis) and 7.27% (held by Bios). Total = 9.93% | ||||||||||
Ordinary shares
CUSIP number: G5509L101 | Equinox: 5,298,369 (held by Tower 6, see row above) | Equinox: 5,298,369 (held by Tower 6, see row above) | Nil | Nil | Equinox: 4,863,369 (held by Tower 6, see row above) | Nil | Equinox: 9.93% (held by Tower 6, see row above) | ||||||||||
B: Qualifying Financial Instruments | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financial
instrument |
Expiration
date xiii |
Exercise/
Conversion Period xiv |
Number of voting
rights that may be acquired if the instrument is exercised/ converted. |
% of voting
rights | |||||||||||||
N/A | N/A | N/A | N/A | N/A | |||||||||||||
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||
Resulting situation after the triggering transaction | |||||||||||||||||
Type of financial
instrument | Exercise price | Expiration date xvii |
Exercise/
Conversion period xviii |
Number of voting rights instrument refers to
|
% of voting rights
xix, xx
| ||||||||||||
N/A | N/A | N/A | N/A |
N/A
| Nominal | Delta | |||||||||||
N/A | N/A | ||||||||||||||||
Total (A+B+C) | |||||||||||||||||
Number of voting rights | Percentage of voting rights | ||||||||||||||||
Tower 6 Bis: 1,301,084
Tower 6: 4,863,369 Equinox: 4,863,369 |
Tower 6 Bis: 2.66%
Tower 6: 9.93% Equinox: 9.93% |
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi | ||
A sell-down of shares over 21 and 22 September 2016 by Tower 6 Bis and Bios has resulted in the following:
| ||
Proxy Voting: | ||
10. Name of the proxy holder: | N/A | |
11. Number of voting rights proxy holder will cease
to hold: | N/A | |
12. Date on which proxy holder will cease to hold
voting rights: | N/A | |
13. Additional information: | N/A | |
14. Contact name: |
Massimilliano Seliziato
Giorgio Mercogliano | |
15. Contact telephone number: | +352 2629861 |